so I omit them; but, I repeat, it is necessary for a prince to have
the people friendly, otherwise he has no security in adversity.
Nabis,[*] Prince of the Spartans, sustained the attack of all Greece,
and of a victorious Roman army, and against them he defended his
country and his government; and for the overcoming of this peril it
was only necessary for him to make himself secure against a few, but
this would not have been sufficient had the people been hostile. And
do not let any one impugn this statement with the trite proverb that
"He who builds on the people, builds on the mud," for this is true
when a private citizen makes a foundation there, and persuades himself
that the people will free him when he is oppressed by his enemies or
by the magistrates; wherein he would find himself very often deceived,
as happened to the Gracchi in Rome and to Messer Giorgio Scali[+] in
Florence. But granted a prince who has established himself as above,
who can command, and is a man of courage, undismayed in adversity, who
does not fail in other qualifications, and who, by his resolution and
energy, keeps the whole people encouraged--such a one will never find
himself deceived in them, and it will be shown that he has laid his
foundations well.
[*] Nabis, tyrant of Sparta, conquered by the Romans under Flamininus
in 195 B.C.; killed 192 B.C.
[+] Messer Giorgio Scali. This event is to be found in Machiavelli's
"Florentine History," Book III.
These principalities are liable to danger when they are passing from
the civil to the absolute order of government, for such princes either
rule personally or through magistrates. In the latter case their
government is weaker and more insecure, because it rests entirely on
the goodwill of those citizens who are raised to the magistracy, and
who, especially in troubled times, can destroy the government with
great ease, either by intrigue or open defiance; and the prince has
not the chance amid tumults to exercise absolute authority, because
the citizens and subjects, accustomed to receive orders from
magistrates, are not of a mind to obey him amid these confusions, and
there will always be in doubtful times a scarcity of men whom he can
trust. For such a prince cannot rely upon what he observes in quiet
times, when citizens have need of the state, because then every one
agrees with him; they all promise, and when death is far distant they
all wish to die for him; but in troubled times, when the state has
need of its citizens, then he finds but few. And so much the more is
this experiment dangerous, inasmuch as it can only be tried once.
Therefore a wise prince ought to adopt such a course that his citizens
will always in every sort and kind of circumstance have need of the
state and of him, and then he will always find them faithful.
CHAPTER X
CONCERNING THE WAY IN WHICH THE STRENGTH OF ALL PRINCIPALITIES
OUGHT TO BE MEASURED
It is necessary to consider another point in examining the character
of these principalities: that is, whether a prince has such power
that, in case of need, he can support himself with his own resources,
or whether he has always need of the assistance of others. And to make
this quite clear I say that I consider those who are able to support
themselves by their own resources who can, either by abundance of men
or money, raise a sufficient army to join battle against any one who
comes to attack them; and I consider those always to have need of
others who cannot show themselves against the enemy in the field, but
are forced to defend themselves by sheltering behind walls. The first
case has been discussed, but we will speak of it again should it
recur. In the second case one can say nothing except to encourage such
princes to provision and fortify their towns, and not on any account
to defend the country. And whoever shall fortify his town well, and
shall have managed the other concerns of his subjects in the way
stated above, and to be often repeated, will never be attacked without
great caution, for men are always adverse to enterprises where
difficulties can be seen, and it will be seen not to be an easy thing
to attack one who has his town well fortified, and is not hated by his
people.
The cities of Germany are absolutely free, they own but little country
around them, and they yield obedience to the emperor when it suits
them, nor do they fear this or any other power they may have near
them, because they are fortified in such a way that every one thinks
they have proper ditches and walls, they have sufficient artillery,
and they always keep in public depots enough for one year's eating,
drinking, and firing. And beyond this, to keep the people quiet and
without loss to the state, they always have the means of giving work
to the community in those labours that are the life and strength of
the city, and on the pursuit of which the people are supported; they
also hold military exercises in repute, and moreover have many
ordinances to uphold them.
Therefore, a prince who has a strong city, and had not made himself
odious, will not be attacked, or if any one should attack he will only
be driven off with disgrace; again, because that the affairs of this
world are so changeable, it is almost impossible to keep an army a
whole year in the field without being interfered with. And whoever
should reply: If the people have property outside the city, and see it
burnt, they will not remain patient, and the long siege and self-
interest will make them forget their prince; to this I answer that a
powerful and courageous prince will overcome all such difficulties by
giving at one time hope to his subjects that the evil will not be for
long, at another time fear of the cruelty of the enemy, then
preserving himself adroitly from those subjects who seem to him to be
too bold.
Further, the enemy would naturally on his arrival at once burn and
ruin the country at the time when the spirits of the people are still
hot and ready for the defence; and, therefore, so much the less ought
the prince to hesitate; because after a time, when spirits have
cooled, the damage is already done, the ills are incurred, and there
is no longer any remedy; and therefore they are so much the more ready
to unite with their prince, he appearing to be under obligations to
them now that their houses have been burnt and their possessions
ruined in his defence. For it is the nature of men to be bound by the
benefits they confer as much as by those they receive. Therefore, if
everything is well considered, it will not be difficult for a wise
prince to keep the minds of his citizens steadfast from first to last,
when he does not fail to support and defend them.
CHAPTER XI
CONCERNING ECCLESIASTICAL PRINCIPALITIES
It only remains now to speak of ecclesiastical principalities,
touching which all difficulties are prior to getting possession,
because they are acquired either by capacity or good fortune, and they
can be held without either; for they are sustained by the ancient
ordinances of religion, which are so all-powerful, and of such a
character that the principalities may be held no matter how their
princes behave and live. These princes alone have states and do not
defend them; and they have subjects and do not rule them; and the
states, although unguarded, are not taken from them, and the subjects,
although not ruled, do not care, and they have neither the desire nor
the ability to alienate themselves. Such principalities only are
secure and happy. But being upheld by powers, to which the human mind
cannot reach, I shall speak no more of them, because, being exalted
and maintained by God, it would be the act of a presumptuous and rash
man to discuss them.
Nevertheless, if any one should ask of me how comes it that the Church
has attained such greatness in temporal power, seeing that from
Alexander backwards the Italian potentates (not only those who have
been called potentates, but every baron and lord, though the smallest)
have valued the temporal power very slightly--yet now a king of France
trembles before it, and it has been able to drive him from Italy, and
to ruin the Venetians--although this may be very manifest, it does not
appear to me superfluous to recall it in some measure to memory.
Before Charles, King of France, passed into Italy,[*] this country was
under the dominion of the Pope, the Venetians, the King of Naples, the
Duke of Milan, and the Florentines. These potentates had two principal
anxieties: the one, that no foreigner should enter Italy under arms;
the other, that none of themselves should seize more territory. Those
about whom there was the most anxiety were the Pope and the Venetians.
To restrain the Venetians the union of all the others was necessary,
as it was for the defence of Ferrara; and to keep down the Pope they
made use of the barons of Rome, who, being divided into two factions,
with arms in their hands under the eyes of the Pontiff, kept the
pontificate weak and powerless. And although there might arise
sometimes a courageous pope, such as Sixtus, yet neither fortune nor
wisdom could rid him of these annoyances. And the short life of a pope
is also a cause of weakness; for in the ten years, which is the
average life of a pope, he can with difficulty lower one of the
factions; and if, so to speak, one people should almost destroy the
Colonnesi, another would arise hostile to the Orsini, who would
support their opponents, and yet would not have time to ruin the
Orsini. This was the reason why the temporal powers of the pope were
little esteemed in Italy.
[*] Charles VIII invaded Italy in 1494.
Alexander the Sixth arose afterwards, who of all the pontiffs that
have ever been showed how a pope with both money and arms was able to
prevail; and through the instrumentality of the Duke Valentino, and by
reason of the entry of the French, he brought about all those things
which I have discussed above in the actions of the duke. And although
his intention was not to aggrandize the Church, but the duke,
nevertheless, what he did contributed to the greatness of the Church,
which, after his death and the ruin of the duke, became the heir to
all his labours.
Pope Julius came afterwards and found the Church strong, possessing
all the Romagna, the barons of Rome reduced to impotence, and, through
the chastisements of Alexander, the factions wiped out; he also found
the way open to accumulate money in a manner such as had never been
practised before Alexander's time. Such things Julius not only
followed, but improved upon, and he intended to gain Bologna, to ruin
the Venetians, and to drive the French out of Italy. All of these
enterprises prospered with him, and so much the more to his credit,
inasmuch as he did everything to strengthen the Church and not any
private person. He kept also the Orsini and Colonnesi factions within
the bounds in which he found them; and although there was among them
some mind to make disturbance, nevertheless he held two things firm:
the one, the greatness of the Church, with which he terrified them;
and the other, not allowing them to have their own cardinals, who
caused the disorders among them. For whenever these factions have
their cardinals they do not remain quiet for long, because cardinals
foster the factions in Rome and out of it, and the barons are
compelled to support them, and thus from the ambitions of prelates
arise disorders and tumults among the barons. For these reasons his
Holiness Pope Leo[*] found the pontificate most powerful, and it is to
be hoped that, if others made it great in arms, he will make it still
greater and more venerated by his goodness and infinite other virtues.
[*] Pope Leo X was the Cardinal de' Medici.
CHAPTER XII
HOW MANY KINDS OF SOLDIERY THERE ARE, AND CONCERNING MERCENARIES
Having discoursed particularly on the characteristics of such
principalities as in the beginning I proposed to discuss, and having
considered in some degree the causes of their being good or bad, and
having shown the methods by which many have sought to acquire them and
to hold them, it now remains for me to discuss generally the means of
offence and defence which belong to each of them.
We have seen above how necessary it is for a prince to have his
foundations well laid, otherwise it follows of necessity he will go to
ruin. The chief foundations of all states, new as well as old or
composite, are good laws and good arms; and as there cannot be good
laws where the state is not well armed, it follows that where they are
well armed they have good laws. I shall leave the laws out of the
discussion and shall speak of the arms.
I say, therefore, that the arms with which a prince defends his state
are either his own, or they are mercenaries, auxiliaries, or mixed.
Mercenaries and auxiliaries are useless and dangerous; and if one
holds his state based on these arms, he will stand neither firm nor
safe; for they are disunited, ambitious, and without discipline,
unfaithful, valiant before friends, cowardly before enemies; they have
neither the fear of God nor fidelity to men, and destruction is
deferred only so long as the attack is; for in peace one is robbed by
them, and in war by the enemy. The fact is, they have no other
attraction or reason for keeping the field than a trifle of stipend,
which is not sufficient to make them willing to die for you. They are
ready enough to be your soldiers whilst you do not make war, but if
war comes they take themselves off or run from the foe; which I should
have little trouble to prove, for the ruin of Italy has been caused by
nothing else than by resting all her hopes for many years on
mercenaries, and although they formerly made some display and appeared
valiant amongst themselves, yet when the foreign
ers came they showed
what they were. Thus it was that Charles, King of France, was allowed
to seize Italy with chalk in hand;[*] and he who told us that our sins
were the cause of it told the truth, but they were not the sins he
imagined, but those which I have related. And as they were the sins of
princes, it is the princes who have also suffered the penalty.
[*] "With chalk in hand," "col gesso." This is one of the bons mots of
Alexander VI, and refers to the ease with which Charles VIII
seized Italy, implying that it was only necessary for him to send
his quartermasters to chalk up the billets for his soldiers to
conquer the country. Cf. "The History of Henry VII," by Lord
Bacon: "King Charles had conquered the realm of Naples, and lost
it again, in a kind of a felicity of a dream. He passed the whole
length of Italy without resistance: so that it was true what Pope
Alexander was wont to say: That the Frenchmen came into Italy with
chalk in their hands, to mark up their lodgings, rather than with
swords to fight."
I wish to demonstrate further the infelicity of these arms. The
mercenary captains are either capable men or they are not; if they
are, you cannot trust them, because they always aspire to their own
greatness, either by oppressing you, who are their master, or others
contrary to your intentions; but if the captain is not skilful, you
are ruined in the usual way.
And if it be urged that whoever is armed will act in the same way,
whether mercenary or not, I reply that when arms have to be resorted
to, either by a prince or a republic, then the prince ought to go in
person and perform the duty of a captain; the republic has to send its
citizens, and when one is sent who does not turn out satisfactorily,
it ought to recall him, and when one is worthy, to hold him by the
laws so that he does not leave the command. And experience has shown
princes and republics, single-handed, making the greatest progress,
and mercenaries doing nothing except damage; and it is more difficult
to bring a republic, armed with its own arms, under the sway of one of
its citizens than it is to bring one armed with foreign arms. Rome and
Sparta stood for many ages armed and free. The Switzers are completely
armed and quite free.
Of ancient mercenaries, for example, there are the Carthaginians, who
were oppressed by their mercenary soldiers after the first war with
the Romans, although the Carthaginians had their own citizens for
captains. After the death of Epaminondas, Philip of Macedon was made
captain of their soldiers by the Thebans, and after victory he took
away their liberty.
Duke Filippo being dead, the Milanese enlisted Francesco Sforza
against the Venetians, and he, having overcome the enemy at
Caravaggio,[*] allied himself with them to crush the Milanese, his
masters. His father, Sforza, having been engaged by Queen Johanna[+]
of Naples, left her unprotected, so that she was forced to throw
herself into the arms of the King of Aragon, in order to save her
kingdom. And if the Venetians and Florentines formerly extended their
dominions by these arms, and yet their captains did not make
themselves princes, but have defended them, I reply that the
Florentines in this case have been favoured by chance, for of the able
captains, of whom they might have stood in fear, some have not
conquered, some have been opposed, and others have turned their
ambitions elsewhere. One who did not conquer was Giovanni Acuto,[%]
and since he did not conquer his fidelity cannot be proved; but every
one will acknowledge that, had he conquered, the Florentines would
have stood at his discretion. Sforza had the Bracceschi always against
him, so they watched each other. Francesco turned his ambition to
Lombardy; Braccio against the Church and the kingdom of Naples. But
let us come to that which happened a short while ago. The Florentines